by cladmin | Apr 3, 2019
CONNECTED TRANSACTIONS The following is a summary of the rules governing connected transactions. Introduction The rules on connected transactions are set out in Chapter 14A of the Main Board Listing Rules. Their objectives are: to ensure that a listed...
by kunyin | Oct 3, 2017
HomeInsightsHong Kong Regulatory ComplianceLicensing for commodities related activities Hong Kong regulatory compliance 03 Oct 2017Insights Licensing for commodities related activities Download PDF Download Word Ongoing compliance matters for a licensed corporation to...
by ferdie | Feb 26, 2017
Home Insights Publications & presentations Hong Kong’s Progress towards a Paperless Securities Market Publications & presentations 26 Feb 2017Insights Listing exchange traded funds (ETFs) on the Stock Exchange of Hong Kong Limited Download PDF Download Word...
by kunyin | Feb 2, 2017
Download the PDF Download the Word 1. INTRODUCTION The licensing and registration of persons operating in Hong Kong’s securities and futures markets and non-bank retail leveraged foreign exchange market is dealt with in Part V of the Securities and Futures Ordinance...
by kunyin | Jun 3, 2016
Download the PDF Download the Word I. DISCLOSURE OF PRICE SENSITIVE INFORMATION The statutory regime governing listed companies’ disclosure of price sensitive information (referred to in the legislation as “inside information“) is set out in Part XIVA of the...
