中文

SFC’s powers to seek compensation for investors

by | Jan 23, 2015

Download the PDF Download the Word Introduction One of the first cases in which Hong Kong’s Securities and Futures Commission (the SFC) obtained compensation for public investors was the Lehman Brothers Minibond case, in which the SFC and the HKMA reached...

Disclosure of interests under the Securities and Futures Ordinance

by | Jan 23, 2015

Download the PDF Download the Word INTRODUCTION Hong Kong’s disclosure of interests regime is set out in Part XV of the Securities and Futures Ordinance (Cap. 571) (SFO) and requires directors, chief executives and substantial shareholders of companies listed in Hong...

A Hong Kong corporate finance law firm

by | Dec 1, 2014

Download the PDF Download the Word microsoft_powerpoint Download the PPT Expand to Fullscreen Initial public offering – Listing on the Stock Exchange of Hong Kong Limited The licensing regime in Hong Kong The Hong Kong Code on Takeovers and...