by kunyin | Jul 11, 2014
Download the PDF Download the Word 1. What is a Reverse Takeover? A reverse takeover is essentially a means to list a business or assets without conducting an IPO and typically involves a person acquiring a controlling stake in a company listed on the Hong Kong Stock...
by kunyin | Jul 9, 2014
1. INTRODUCTION The Securities and Futures Ordinance (SFO) contains civil and criminal market misconduct offences under Parts XIII and XIV of the SFO, respectively. 6 types of market misconduct are covered: insider dealing, false trading, price rigging, disclosure of...
by kunyin | Jun 23, 2014
Download the PDF Download the Word microsoft_powerpoint Download the PPT Expand to Fullscreen Responsibilities of directors of companies listed on the Main Board of the Stock Exchange of Hong Kong Limited arrow_right_alt Disclosure of interests under the Securities...
by kunyin | Jun 14, 2014
Download the PDF Download the Word 1. Background This note is prepared for the directors of the Offeror in connection with the possible acquisition of a controlling interest of at least 30% of the issued shares (“Shares”) of a company (the “Offeree”) by the Offeror...
by kunyin | Jun 11, 2014
Download the PDF Download the Word Introduction This note considers some of the Hong Kong regulatory issues arising from the marketing of shares in a mutual fund company incorporated outside Hong Kong (the “Fund”) to potential investors in Hong Kong. There are two...
