by kunyin | Jun 9, 2014
Download the PDF Download the Word Introduction This note considers some of the Hong Kong regulatory issues arising from the marketing of interests in a non-corporate fund (the “Fund”), such as funds taking the form of a unit trust or limited partnership, to potential...
by kunyin | Jun 8, 2014
Download the PDF Download the Word Introduction This note considers some of the Hong Kong regulatory issues arising from the marketing of shares (“Shares”) of a company incorporated outside Hong Kong (the “Company”) as part of a placing (the “Placing”) of shares of...
by kunyin | May 16, 2014
Download the PDF Download the Word INTRODUCTION The Securities and Futures Ordinance (SFO) creates dual civil and criminal regimes (under Parts XIII and XIV, respectively) in respect of all types of market misconduct. The SFO came into effect on 1 April 2003 and...
by kunyin | Apr 27, 2014
Download the PDF Download the Word microsoft_powerpoint Download the PPT Expand to Fullscreen
by kunyin | Apr 4, 2014
Download the PDF Download the Word Expand to Fullscreen Fund structures Listing exchange traded funds (ETFs) on the Stock Exchange of Hong Kong Limited Marketing mutual funds in Hong Kong
