by kunyin | Jan 17, 2014
HomeInsightsHong Kong Regulatory ComplianceBackdoor listing Hong Kong regulatory compliance 17 Jan 2014Insights Backdoor listing Download PDF Download Word Download PPT The Listing Rules’ requirements for reverse takeovers of Hong Kong listed companies The 10 most...
by kunyin | Dec 5, 2013
Download the PDF Download the Word microsoft_powerpoint Download the PPT Expand to Fullscreen Statutory regime for the disclosure of price sensitive information – the Implications for listed companies and their directors Responsibilities of directors of companies...
by kunyin | Nov 17, 2013
Download the PDF Download the Word microsoft_powerpoint Download the PPT Expand to Fullscreen Disclosure of interests under the Securities and Futures Ordinance The Hong Kong Code on Takeovers and Mergers Responsibilities of directors of companies listed on the Main...
by kunyin | Aug 19, 2013
Download the PDF Download the Word I. INTRODUCTION The statutory regime for the disclosure of price sensitive information (PSI), called “inside information” under the new regime, takes effect since 1 January 2013. Disclosure of PSI has long been governed by the...
by kunyin | Jul 4, 2013
1.When do you need a licence? Any person carrying on regulated activities in Hong Kong has to be licensed or registered with the securities and futures commission (“SFC”) unless it falls within a specific exemption category. You will need a licence if you are not an...
