Hong Kong regulatory compliance Archives - Page 20 of 20

Guidelines on analyst conflicts of interest effective 1 April 2005

by kunyin | Apr 3, 2005

Download the PDF Download the Word The SFC’s Guidelines to Address Analyst Conflicts of Interest (the “Guidelines”) came into effect on April 1, 2005. These impose strict requirements on investment banks and broker/dealers in relation to reducing and disclosing...

Aspects of the Securities and Futures Ordinance: disclosure of Interests, insider dealing, regulation of offers of investments, market misconduct and the stabilisation rules

by Kenneth Ballon | Dec 22, 2003

Home Insights Publications & presentations Aspects of the Securities and Futures Ordinance: disclosure of Interests, insider dealing, regulation of offers of investments, market misconduct and the stabilisation rules Publications & presentations 22 Dec...

Guidance to the Securities and Futures Ordinance, Cap. 571

by kunyin | Aug 2, 2002

HomeInsightsHong Kong Regulatory ComplianceGuidance to the Securities and Futures Ordinance, Cap. 571 Hong Kong regulatory compliance 02 Aug 2002Insights Guidance to the Securities and Futures Ordinance, Cap. 571 Download PDF Download Word The Securities and Futures...

The mandatory provident fund

by kunyin | Jul 24, 2000

Download the PDF Download the Word Hong Kong has a rapidly ageing population: people aged 65 and above currently account for about 10% of the population, and this figure will increase to 13% by 2016 and 20% by 2036. However, less than 30% of the workforce of 3 million...