Hong Kong regulatory compliance Archives - Page 9 of 20

Charltons Webinar Series | Part II: Disclosure requirements of listed companies and directors of a Webinar Series on Responsibilities of HKEx-listco Directors

by Kenneth Ballon | Aug 26, 2020

Download Pdf On 26 August 2020, Julia Charlton presented Part 2 of a 5-Part webinar series on the duties of directors of Hong Kong-listed companies, focusing on announcement obligations, disclosure of financial information, restrictions on directors’ dealing in the...

Charltons Webinar Series | Part I: Directors’ duties and liability for breaching HKEx LR Obligations

by Kenneth Ballon | Aug 25, 2020

Download Pdf On 24 August 2020, Julia Charlton presented Part 1 of a 5-Part webinar series on the duties of directors of Hong Kong-listed companies, focusing on obligations arising under the Listing Rules and the consequences of breaches and the inclusion of...

The licensing regime in Hong Kong

by kunyin | May 28, 2020

The Licensing Regime under The Securities and Futures Ordinance Ongoing compliance matters for a licensed corporation to carry out certain regulated activities The 10 most important things to know about Hong Kong SFC licensing for commodities related...

Bonds issues in Hong Kong

by teddyromulo | May 23, 2020

Parties involved in a bond issue The following are the parties typically involved in a bond offering: PartyRoleIssuer/companyThe company raising funds for its operations or projects.BondholdersThe bondholders are the investors who lend money to the issuer by acquiring...

Charity Governance in Hong Kong

by teddyromulo | Apr 24, 2020

Download the PDF Download the Word Charities recognised by the Inland Revenue Department (the “IRD”) are exempted from tax. The IRD, however, merely reviews and monitors the tax-exempt statuses of charities and maintains a list of tax-exempt charities. It is not...