To register, please click here.
Join Charltons on 30 April 2021 for a webinar on the SFC’s consultation launched on 8 February 2021 on a proposed Code of Conduct for Hong Kong Bookbuilding and Placing Activities in Equity Capital Market and Debt Capital Market transactions and a proposal to introduce HKEX sponsor coupling, which would require at least one overall coordinator (OC) to also act as sponsor.
The webinar will cover:
Introduction and Overview of SFC Proposals
- Key features of the SFC’s proposals
- Overview of what the SFC proposals seek to address
Overview of Hong Kong’s Equity and Debt Capital Markets and Current Market Practices
- Overview of Hong Kong capital markets
- Overview of price discovery process
SFC Proposed Code of Conduct
- Scope of coverage
- Types of offerings
- Intermediaries, terminology and definitions
- Standards of conduct expected of intermediaries
HKEX Sponsor Coupling Proposal
- Overview of SFC findings from soft consultations
- Proposed requirements
You can watch the webinar by following the link.