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Crypto Compliance & Custody: UK PASS Expansion, SEC Custody Debate, and Tokenization Roundtable| Podcast Episode 43

Crypto Compliance & Custody: UK PASS Expansion, SEC Custody Debate, and Tokenization Roundtable| Podcast Episode 43

by Kenneth Ballon | May 7, 2025 | Webinars & Podcasts

Download PDF Version Download Word Version Download Audio Topics and Takeaways: United Kingdom Financial Conduct Authority Expands Pre-Application Support Service (PASS) for Cryptoasset, Payment, and Wholesale Firms United Kingdom Financial Conduct Authority...
Crypto & Market Oversight: DOJ Policy Shift, CFTC Margin Rules, ASIC Portal, and SEC Enforcement | Podcast Episode 42

Crypto & Market Oversight: DOJ Policy Shift, CFTC Margin Rules, ASIC Portal, and SEC Enforcement | Podcast Episode 42

by Kenneth Ballon | May 2, 2025 | Webinars & Podcasts

Download PDF Version Download Word Version Download Audio Topics and Takeaways: “Ending Regulation by Prosecution” in US Crypto Industry: Deputy Attorney General Todd Blanche Issues Sweeping US DOJ Policy Reset on Digital Asset Enforcement US CFTC Clarifies Use of...
HKEX Governance Code Update: INED Caps & Disclosures | Market Existential Episode 40

HKEX Governance Code Update: INED Caps & Disclosures | Market Existential Episode 40

by Kenneth Ballon | Apr 25, 2025 | Webinars & Podcasts

Download Audio Episode Description: Julia Charlton discusses upcoming amendments to the Hong Kong Stock Exchange’s Corporate Governance Code, set to take effect on July 1, 2025. These amendments focus on enhancing board effectiveness and independence, increasing...
HKEX IPO Reforms & Public Float Rules – Market Competitiveness Brief | Market Existential 39

HKEX IPO Reforms & Public Float Rules – Market Competitiveness Brief | Market Existential 39

by Kenneth Ballon | Apr 24, 2025 | Webinars & Podcasts

Download Audio Episode Description: Julia Charlton discusses the Hong Kong Stock Exchange’s proposals to optimize IPO price discovery and open market requirements, aiming to enhance the competitiveness of Hong Kong’s securities market. The exchange’s proposed reforms...
Crypto, AI & Resilience: SEC, SFC, FCA Legal Signals | Podcast Episode 41

Crypto, AI & Resilience: SEC, SFC, FCA Legal Signals | Podcast Episode 41

by Kenneth Ballon | Apr 23, 2025 | Webinars & Podcasts

Download PDF Version Download Word Version Download Audio Topics and Takeaways: US SEC Division of Corporation Finance Issues Interpretive Statement on the Regulatory Classification of Certain Stablecoins Commissioner Crenshaw Warns Against Misleading Stablecoin...
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