by Kenneth Ballon | Nov 14, 2024 | Webinars & Podcasts
Download Audio Episode Description: The webinar elaborated on Hong Kong’s regulatory framework for virtual asset trading platforms, emphasizing its two licensing regimes under the AMLO and SFO. The speaker explained the comprehensive licensing requirements, which...
by Kenneth Ballon | Nov 12, 2024 | Webinars & Podcasts
Download Audio Episode Description: The webinar discussed the proposed regulatory frameworks for virtual asset OTC services and stablecoin issuers in Hong Kong. The Hong Kong government aims to address money laundering and terrorist financing risks linked to virtual...
by Kenneth Ballon | Nov 6, 2024 | Webinars & Podcasts
Download Audio Episode Description: The webinar covers the insider dealing regime in Hong Kong under the Securities and Futures Ordinance (SFO). Following the SFC’s consultation conclusions from August 2023, significant changes are on the horizon for the insider...
by Kenneth Ballon | Nov 5, 2024 | Webinars & Podcasts
Download Audio Episode Description: Julia Charlton presented a webinar discussing the Hong Kong Stock Exchange’s proposed amendments to the Corporate Governance Code and related Listing Rules. The Exchange’s proposals, published in a consultation paper in June 2024,...
by Kenneth Ballon | Oct 21, 2024 | Webinars & Podcasts
Topics and Takeaways: United States CFTC Issues No-Action letter to KalshiEX and Kalshi Klear for Transition in Clearing Operations; Cumberland DRW LLC, Subsidiary of DRW Holdings, Faces United States SEC Enforcement Action for Alleged Unregistered Securities Trading;...
