Join us for a webinar on the SFC Consultation Conclusions on Bookbuilding and Placing Activities and Sponsor Coupling at 5pm HKT 17 December 2021
Join us for a webinar on the SFC Consultation Conclusions on Bookbuilding and Placing Activities and Sponsor Coupling at 5pm HKT 17 December 2021
Please join Julia Charlton for a webinar on the SFC Consultation Conclusions on Proposed Code of Conduct on Bookbuilding and Placing Activities and Proposal on Sponsor Coupling.
The webinar is accredited with one CPD point by the Law Society of Hong Kong.
About the Webinar
The webinar will cover the following areas and participants can enroll via the registration page.
Introduction and Overview of New Requirements
Overview of SFC Concerns on Hong Kong Equity and Debt Capital Markets and Current Market Practices
Overview of SFC New Conduct Requirements for Hong Kong Bookbuilding and Placing Activities in Equity Capital Market and Debt Capital Market Transactions
Standards of Conduct Expected of Intermediaries in the SFC’s New Conduct Requirements for Hong Kong Bookbuilding and Placing Activities in Equity Capital Market and Debt Capital Market Transactions
HKEx “Sponsor Coupling”
Disclaimers
Enrolment limited – enrolments will be accepted on a first-come-first-served basis.
Please note that we accept no liability for any non-availability for any CPD Point(s) for any participants whatsoever.
