HKEx Reports on Hong Kong ETF Market as a Door to Global Investment

Newsletter HONG KONG LAW October 2019 PDF version Word version HKEx Reports on Hong Kong ETF Market as a Door to Global Investment The Stock Exchange of Hong Kong (HKEx) published a Research Report: Hong Kong’s ETF Market as a Door to Global Investment in September...

SFC Fines HSBC for Code of Conduct Breaches

Newsletter HONG KONG LAW September 2019 PDF version Word version SFC Fines HSBC for Code of Conduct Breaches The Securities and Futures Commission (SFC) has reprimanded and fined The HongKong and Shanghai Banking Corporation Limited (HSBC) HK$2.1 million for two...

New Listing Rules on Backdoor Listings Effective 1 October

Newsletter HONG KONG LAW August 2019 PDF version Word version New Listing Rules on Backdoor Listings Effective 1 October Introduction The Stock Exchange of Hong Kong Limited (Hong Kong Stock Exchange or HKEx) published its Consultation Conclusions on Proposed Rule...

HKEx Report on the CES HK Biotechnology Index

Newsletter HONG KONG LAW August 2019 PDF version Word version HKEx Report on the CES HK Biotechnology Index The Stock Exchange of Hong Kong (HKEx) published a Research Report: Investment Benchmark for Asia’s Biotechnology Sector: CES HK Biotechnology Index in May 2019...

HKEx Amends Russia Country Guide for International Companies

Newsletter HONG KONG LAW June 2019 PDF version Word version HKEx Amends Russia Country Guide for International Companies The Hong Kong Stock Exchange (HKEx) amended its country guide for Russia in March 2019 to provide for Russian listing applicants which are...

Hong Kong SFC Issues New Guidance on Selling Complex Products

[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Hong Kong SFC Issues New Guidance on Selling Complex Products The Securities and Futures Commission (SFC) issued a Circular on 13 June 2019 informing SFC-licensed and –registered...