[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Hong Kong SFC Requires Enhanced Disclosure for Green or ESG Retail Funds 1. Background 2. Application of the Circular 3. Scheme Name 4. Disclosure requirements 5. Ongoing monitoring 6....
[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Hong Kong SFC Imposes HK$27 mln Fine for Sponsor Due Diligence Failures Introduction The Facts Introduction The Securities and Futures Commission (SFC) has reprimanded and imposed fines...
[show_newsletter_sitepath] HONG KONG LAW June 2019 PDF version Word version Financial Reporting Council can Access PRC Audit Working Papers On 22 May 2019, Hong Kong’s Financial Reporting Council (FRC) signed a Memorandum of Understanding with the Supervision and...
[show_newsletter_sitepath] HONG KONG LAW April 2019 PDF version Word version First virtual banking licences issued in Hong Kong The Hong Kong Monetary Authority (HKMA) issued the first three virtual banking licences on 27 March 2019 allowing the licensees to operate...
[show_newsletter_sitepath] HONG KONG LAW April 2019 PDF version Word version HKEx Listing Rule Amendments Take Effect on 1 March 2019 Amendments to the Listing Rules of the Stock Exchange of Hong Kong Limited (HKEx) took effect on 1 March 2019 changing the documentary...