[show_newsletter_sitepath] Hong Kong Law April 2016 PDF version Word version SFC Commences Market Misconduct Proceedings for Alleged Breaches of Inside Information Disclosure Requirements Inside Information Disclosure Requirements under Part XIVA of the SFO Late...
[show_newsletter_sitepath] Hong Kong Law April 2016 PDF version Word version SFC Publishes Consultation Conclusions on Principles of Responsible Ownership Introduction Background The Seven Principles of Responsible Ownership Applicability of the Seven Principles of...
[show_newsletter_sitepath] Hong Kong Law March 2016 PDF version Word version New Open-Ended Fund Company Structure for Hong Kong Funds to be Introduced Under the Securities and Futures (Amendment) Bill 2016 Introduction Open-ended Fund Company Structure Securities and...
[show_newsletter_sitepath] Hong Kong Law March 2016 PDF version Word version Amendments to the Hong Kong Professional Investor Regime Take Effect on 25 March 2016 Background Categories of Professional Investors The New Regime Individual Professional Investors...
[show_newsletter_sitepath] Hong Kong Law March 2016 PDF version Word version Hong Kong SFC Publishes Circular on Requirements for Authorisation of Leveraged and Inverse Products Structured as ETFs Background Requirements Application The Securities and Futures...
[show_newsletter_sitepath] Hong Kong Law March 2016 PDF version Word version SFC Concludes on Expanding Scope of Short Position Reporting Introduction Overall support for the Consultation Proposals Expanded Scope of Reporting Reporting Threshold Designated Securities...
[show_newsletter_sitepath] Hong Kong Law March 2016 PDF version Word version HKMA and SFC Publish Draft Rules Introducing Mandatory Clearing and Expanding Mandatory Reporting for OTC Derivatives Introduction Background A. Phase 1 Clearing B. Phase 2 Reporting...
[show_newsletter_sitepath] Hong Kong Law February 2016 PDF version Word version The Contracts (Rights of Third Parties) Ordinance – the Impact on Hong Kong Contracts Introduction Scope of Application Rights of Third Parties Rescission and Variation of Contracts...
Newsletter Hong Kong Law February 2016 PDF version Word version Hong Kong Stock Exchange Publishes Listing Document Simplification Guide Background Guidance on Producing a Clear and Concise Listing Document Guidance on Disclosure in Specific Sections of the Listing...
Newsletter Hong Kong Law January 2016 PDF version Word version New Report Sets Out Proposals to Boost Hong Kong as a Fund Distribution Centre Introduction Recent Market Developments and Positioning of Hong Kong Fund Distribution Landscape Regulatory Framework...
