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中文

    New SFC Guidance on Inside Information and Listing Document Disclosure and Appropriateness of IPO Incentive Schemes

    Newsletter Hong Kong Law May 2015 PDF version Word version New SFC Guidance on Inside Information and Listing Document Disclosure and Appropriateness of IPO Incentive Schemes LISTED COMPANIES’ INSIDE INFORMATION DISCLOSURE OBLIGATION CUSTOMER IDENTITIES AND IPO...

    China Adds 3 New FTZs and Introduces New National Security Review Procedures for Foreign Investments in FTZs

    Newsletter Hong Kong Law May 2015 PDF version Word version China Adds 3 New FTZs and Introduces New National Security Review Procedures for Foreign Investments in FTZs New and Existing FTZs The Negative List 2015 China’s National Security Review for Foreign...

    Court of Final Appeal Ruling: Pacific Sun Advisors and its Director Acquitted of SFO Offence re. Unauthorised Issue of Fund Advertisements

    Newsletter Hong Kong Law April 2015 PDF version Word version Court of Final Appeal Ruling: Pacific Sun Advisors and its Director Acquitted of SFO Offence re. Unauthorised Issue of Fund Advertisements Background Magistrate’s Decision in favour of Pacific Sun The...

    New Pre-Trade Checking Model for Trading A Shares under Shanghai-Hong Kong Stock Connect

    Newsletter Hong Kong Law March 2015 PDF version Word version New Pre-Trade Checking Model for Trading A Shares under Shanghai-Hong Kong Stock Connect Introduction Rationale for the Change The Enhanced Model Market Response Introduction Rule changes to allow fund...

    Hong Kong Stock Exchange to Issue Conclusions on Weighted Voting Rights

    Newsletter Hong Kong Law March 2015 PDF version Word version Hong Kong Stock Exchange to Issue Conclusions on Weighted Voting Rights Introduction Latest SFC Comments Related Issues: China’s Draft Foreign Investment Law Introduction The Hong Kong Stock Exchange...

    Hong Kong Profits Tax Exemption to be Extended to Offshore Private Equity Funds 2015

    Newsletter Hong Kong Law March 2015 PDF version Word version Hong Kong Profits Tax Exemption to be Extended to Offshore Private Equity Funds Background Limitation of the Current Regime The New Exemption A Briefing Paper1 proposing to extend the current profits tax...

    HKEx Consults on Volatility Control Mechanism and Closing Auction Session 2015

    [show_newsletter_sitepath] Hong Kong Law March 2015 PDF version Word version Hong Kong Stock Exchange Consults on Volatility Control Mechanism and Closing Auction Session Introduction Key Features of Proposed Voluntary Control Mechanism Key Features of Proposed...

    SFC Bans Ping An Former CEO for 1 Year over Internal Control Failures 2015

    [show_newsletter_sitepath] Hong Kong Law March 2015 PDF version Word version SFC Bans Ping An Former CEO for 1 Year over Internal Control Failures Ping An Internal Control Failures Breaches by He Disciplinary Action The Hong Kong Securities and Futures Commission...

    Short Selling of A Shares via Shanghai-Hong Kong Stock Connect Starts Monday, 2 March

    [show_newsletter_sitepath] Hong Kong Law March 2015 PDF version Word version Short Selling of A Shares via Shanghai-Hong Kong Stock Connect Starts Monday, 2 March Shanghai-Hong Kong Stock Connect A Shares Eligible for Short Selling Short Selling Rules Reporting...

    US SEC Settles Dispute with Big Four Accountants over Chinese Accounting Records Access

    [show_newsletter_sitepath] Hong Kong Law February 2015 PDF version Word version US SEC Settles Dispute with Big Four Accounting Firms over Chinese Accounting Records Access Introduction Regulatory Background Longtop Investigation 2014 Suspension Order and Appeal 2015...
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