Hong Kong Law Archives - Page 45 of 65

SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures

Newsletter Hong Kong Law September 2013 Word version SFC Issues Guidelines on the Application of the CPSS-IOSCO Principles for Financial Market Infrastructures Introduction The Principles The Application of the Guidelines Introduction The Securities and Futures...

Exchange Issues Guidance on Documentary Requirements and Administrative Matters Relating to New Listing Applications

Newsletter Hong Kong Law September 2013 Word version Exchange issues guidance on Documentary Requirements and Administrative Matters relating to New Listing Applications Guidance The Stock Exchange of Hong Kong Limited (the Exchange) has published guidance letter...

Exchange Provides Guidance on Confirmations from Reporting Accounts on Historical Financial Information

Newsletter Hong Kong Law September 2013 Word version Hong Kong Law Issue 204 Exchange provides Guidance On Confirmations Required for Accountants’ Reports, Pro Forma Financial Information And Profit Forecasts Exchange Provides Guidance on Management Discussion...

Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing Applications

Newsletter Hong Kong Law September 2013 Word version Exchange Publishes Guidance Letter HKEx-GL6-09A on Financial Information for the Trading Record Period Expected in the First Draft Listing Document for Listing Applications Stub period financials and comparative...

Exchange Sets Out Guidance on Logistical Arrangements for the Publication of Application Proofs Post Hearing Information Packs and Related Materials

Newsletter Hong Kong Law September 2013 Word version Exchange sets out Guidance on Logistical Arrangements for the Publication of Application Proofs, Post Hearing Information Packs and Related Materials Applicability of publication requirements Warning and disclaimer...

Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule

Newsletter Hong Kong Law August 2013 Word version Stock Exchange Publishes Updated Guidance on Waiver Applications for New Mineral Companies under Main Board Rule 18.04 Listing Rule Requirements Specific Guidance Hong Kong Exchanges and Clearing Limited (the Exchange)...

SFC Issues Takeovers Bulletin on Disqualifying Transactions under the Whitewash Guidance Note and Application of Rule 201B to Share Repurchases By Partial Offer

Newsletter Hong Kong Law August 2013 Word version SFC Issues Takeovers Bulletin On (1) “Disqualifying Transactions” Under The Whitewash Guidance Note And (2) Application Of Rule 20.1(B) To Share Repurchases By Partial Offer Introduction Whitewash waiver...

Exchange Publishes FAQ on Listing Rule Changes to Complement the Securities and Futures Commissions New Sponsor Regulation

Newsletter Hong Kong Law August 2013 Word version Exchange Publishes Frequently Asked Questions On Listing Rule Changes To Complement The Securities And Futures Commission’s New Sponsor Regulation Effective On 1 October 2013 General Arrangements for listing...

Exchange Publishes Listing Rule Changes to Come into Effect Regarding New Statutory Regime on the Regulation of Sponsors

Newsletter Hong Kong Law August 2013 Word version Exchange Publishes Listing Rule Changes To Come Into Effect On Or After 1 October 2013 Regarding New Statutory Regime On The Regulation Of Sponsors Publication of Application Proof Substantially Complete Listing...

HKEx Incorporates Listing Decision LD45-3 Regarding Conditions for Waiver from Strict Compliance with Gem Listing Rules into Guidance Letter GL25-11

Newsletter Hong Kong Law July 2013 Word version HKEx Incorporates Listing Decision LD45-3 (Regarding Conditions For Waiver From Strict Compliance With GEM Listing Rules 7.03(1) and 11.10) Into Guidance Letter GL25-11 Listing Decision LD45-3 Guidance On Conditions For...