Newsletter Hong Kong Law August 2013 Word version Exchange Publishes Listing Rule Changes To Come Into Effect On Or After 1 October 2013 Regarding New Statutory Regime On The Regulation Of Sponsors Publication of Application Proof Substantially Complete Listing...
Newsletter Hong Kong Law July 2013 Word version HKEx Incorporates Listing Decision LD45-3 (Regarding Conditions For Waiver From Strict Compliance With GEM Listing Rules 7.03(1) and 11.10) Into Guidance Letter GL25-11 Listing Decision LD45-3 Guidance On Conditions For...
Newsletter Hong Kong Law June 2013 Word version Hong Kong Stock Exchange Publishes Listing Decision On Whether Deteriorating Financial Performance After Track Record Period And Other Factors Rendered Applicant Unsuitable For Listing Introduction Facts Non-compliance...
Newsletter Hong Kong Law June 2013 Word version Hong Kong Stock Exchange Publishes Listing Decisions On Rights Issues and Spin-Offs HKEx-LD70-2013 HKEx-LD71-2013 HKEx-LD72-2013 Three listing decisions have been made available on Hong Kong Exchanges and Clearing...
Newsletter Hong Kong Law June 2013 Word version Court Of Final Appeal Hands Down Landmark Ruling On The Application Of Section 213 Of The SFO Background Section 213 Implications of the COA Decision The CFA Decision The Court of Final Appeal (CFA) has dismissed the...
Newsletter Hong Kong Law June 2013 Word version SFC Publishes Consultation Paper On The Professional Investor Regime Key issues Background The Professional Investor Regime Suitability Requirement Application of the exemption to Corporate and Individual PIs...
Newsletter Hong Kong Law May 2013 Word version Stock Exchange Publishes Guidance On Listing Document Risk Factors Disclosure Listing Rule Requirements Specific Guidance for the Risk Factors Section Hong Kong Exchanges and Clearing Limited (the Exchange) has published...
Newsletter Hong Kong Law May 2013 Word version Hong Kong Law Issue 191 Hong Kong Stock Exchange Publishes Consultation Papers On Connected Transaction Rules Rules that should use the definitions of “connected person” and “associate” as in...
Newsletter Hong Kong Law May 2013 Word version The Exchange Publishes Frequently Asked Questions On Listing Rule Changes Consequential On The Statutory Regime For Disclosure Of Inside Information “False market” Media or analyst reports No need to consult...
Newsletter Hong Kong Law April 2013 Word version SFC Publishes Frequently-Asked-Questions on Chinese Walls Requirement Introduction The importance of “Chinese Walls” Person responsible for compliance “Confidential information or price sensitive...
