HKEx Updates on Climate Disclosure Standards

Hong Kong Law August 2022 PDF version Word version HKEx Updates on Climate Disclosure Standards On 10 June 2022, the Stock Exchange of Hong Kong (HKEx) released its 2022 listing newsletter (HKEx Listing Newsletter). This fourth edition primarily focuses on the...

HKEx and SFC Disciplinary Actions June and July 2022

Hong Kong Law August 2022 PDF version Word version HKEx and SFC Disciplinary Actions June and July 2022 HKEx and SFC Disciplinary Actions June 2022 The three HKEx disciplinary actions announced by The Stock Exchange of Hong Kong Limited (the HKEx) in June 2022 were in...

HKEx and SFC Disciplinary Actions in May 2022

Hong Kong Law July 2022 PDF version Word version HKEx and SFC Disciplinary Actions in May 2022 In May 2022, the Stock Exchange of Hong Kong Limited (the HKEx) published four disciplinary actions. The first HKEx disciplinary action was against Wuzhou International...

SFC Proposes Significant Amendments to SFO Enforcement Regime

Hong Kong Law July 2022 PDF version Word version SFC Proposes Significant Amendments to SFO Enforcement Regime On 10 June 2022, the Securities and Futures Commission (SFC) launched a two-month consultation on proposed amendments to the enforcement-related provisions...

ETF Trading Under Stock Connect to Commence 4 July 2022

Hong Kong Law June 2022 PDF version Word version ETF Trading Under Stock Connect to Commence 4 July 2022 On 28 June 2022, the Hong Kong Exchanges and Clearing Limited (HKEx) released a circular on the launch of the inclusion of Exchange Traded Funds (ETFs) in Stock...

SFC and HKEx Disciplinary Actions in April 2022

Hong Kong Law June 2022 PDF version Word version SFC and HKEx Disciplinary Actions in April 2022 The Hong Kong regulatory enforcement actions concluded in April 2022 included the Takeovers Executive’s public criticism of two former directors for breach of the SFC...

ETFs to be included in Hong Kong-China Stock Connect

Hong Kong Law June 2022 PDF version Word version ETFs to be included in Hong Kong-China Stock Connect On 27 May 2022, the Securities and Futures Commission of Hong Kong (the SFC) and the China Securities Regulatory Commission (the CSRC) published a joint announcement...