[show_newsletter_sitepath] Hong Kong Law February 2015 PDF version Word version Stamp Duty Exemption for HK-Listed ETFs Effective Friday, 13 February 2015 Introduction Hong Kong’s ETF Market Current Regime Justification for the Change Details of Amendments...
[show_newsletter_sitepath] Hong Kong Law February 2015 PDF version Word version Exchange Updates Guidance on IPO Listing Document Disclosure relating to Material Changes after Trading Record Period Introduction GL41-12 Disclosure requirements for IPO cases –...
[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version Hong Kong Corporate Finance Regulation – 2014 Highlights and the Year Ahead 2014 – The Top 10 Regulatory Highlights 2015 – The Year Ahead – The Top 10 Notes A year...
[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version Hong Kong Stock Exchange Publishes Listing Decision on Controlling Shareholders’ Post-IPO Lock-up Restrictions Introduction Applicable Rules The Facts Decision and Analysis...
[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version Moody’s Appeals SFC’s Disciplinary Action: Latest Developments The Report Civil Market Misconduct Proceedings against head of US-based Research Company Moody’s Investors...
[show_newsletter_sitepath] Hong Kong Law January 2015 PDF version Word version SFC Consults on Greater Information Gathering Powers on Licensed Corporations to Assist Overseas Regulators Background Current Framework Existing SFO Provisions regarding SFC Assistance to...
Newsletter Hong Kong Law December 2014 PDF version Word version Hong Kong-China Mutual Recognition of Funds (MRF) Scheme Nears Implementation Background Proposed MRF Rules Next Steps Expected Benefits Steps for Industry Participants Other Related Developments A scheme...
Newsletter Hong Kong Law December 2014 PDF version Word version SFC Starts Market Misconduct Proceedings over Alleged False Research Report Market Misconduct Tribunal Proceedings The Securities and Futures Commission (SFC) has commenced proceedings against Mr. Andrew...
Newsletter Hong Kong Law December 2014 PDF version Word version Hong Kong Law Change Introduces Three Days’ Paternity Leave Background On 18 December 2014, the Legislative Council passed the Employment (Amendment) Bill 2014, introducing statutory paternity leave...
Newsletter Hong Kong Law December 2014 PDF version Word version Reporting and Record-keeping Obligations re. OTC Derivative Transactions Background to the Consultation Key Revisions In The Consultation Conclusions 1) Mandatory Reporting Obligations of AIs, AMBs and...
